Mutual fund fees and expenses

Results: 772



#Item
691Financial services / Funds / Institutional investors / Collective investment schemes / Mutual fund / Hedge fund / Net asset value / Market timing / Mutual fund fees and expenses / Financial economics / Investment / Finance

- -- . -.-- ,.,---*-, ,UNITED STATES OF AMERICA Before the

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2010-01-13 10:19:27
692Financial markets / Financial services / Registered Investment Advisor / Financial adviser / Investment Advisor / Broker-dealer / Mutual fund fees and expenses / U.S. Securities and Exchange Commission / Franklin Templeton Investments / Financial economics / Finance / Investment

In 1979 Borgen entered into an agreement with Foster whereby Founders directed brokerage transactions for its advisory clients and mutual funds to broker-dealers with which Foster was associated to compensate Foster for

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2006-04-04 14:24:17
693Financial services / Funds / Collective investment schemes / Mutual fund fees and expenses / 401 / Mutual fund / Expense ratio / Defined contribution plan / Pension / Financial economics / Investment / Finance

ICI Research Perspective 1401 H Street, NW, Suite 1200 | Washington, DC 20005 | [removed] | www.ici.org WHAT’S INSIDE 2 Why Employers Offer 401(k) Plans

Add to Reading List

Source URL: www.ici.org

Language: English
694Investment / Business / Primary dealers / Financial Industry Regulatory Authority / Securities Exchange Act / Citigroup / Mutual fund fees and expenses / Financial adviser / Brokerage firm / United States securities law / Financial economics / Finance

Opinion: American Funds Distributors, Inc.

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2011-06-27 11:40:50
695Financial economics / Economy of the United States / Financial Industry Regulatory Authority / Mutual fund fees and expenses / Merrill Lynch / Registered representative / U.S. Securities and Exchange Commission / Security / Citigroup / United States securities law / Primary dealers / Investment

SECURITIESAND EXCHANGECOMMISSION Washington, D.C. SECURITIESEXCHANGEACT OF 1934

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2009-01-30 15:27:28
696Personal finance / 529 plan / Collective investment schemes / Financial services / Coverdell Education Savings Account / Financial adviser / Mutual fund / Mutual fund fees and expenses / Guaranteed Education Tuition Program / Investment / Financial economics / Internal Revenue Code

An Introduction to 529 Plans What is a 529 plan? A 529 plan is a tax-advantaged savings plan designed to encourage saving for future college costs. 529 plans, legally known as “qualified tuition plans,” are sponsored

Add to Reading List

Source URL: investor.gov

Language: English - Date: 2012-04-27 16:40:35
697Financial services / Stock market / Corporate finance / Equity securities / Mutual fund fees and expenses / Mutual fund / Security / Net asset value / Stock / Financial economics / Investment / Finance

Commission Opinion: Raghavan Sathianathan

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2006-11-08 12:40:59
698Finance / Financial system / Corporate crime / U.S. Securities and Exchange Commission / Investment Advisor / Mutual fund fees and expenses / Broker-dealer / Broker / Investment Advisers Act / Financial economics / Investment / Financial services

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 28, 2006 INVESTMENT ADVISERS ACT OF 1940

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2010-02-02 15:44:46
699Mutual fund fees and expenses / Financial adviser / Investment Advisers Act / Mutual fund / Fund accounting / Financial economics / Investment / Finance

[TEMPLATE FOR SETTLED ORDER IN COMBINED CEASE AND DESIST AND ADMINISTRATIVE PROCEEDING]

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2010-01-27 12:09:31
700Collective investment schemes / Institutional investors / Management fee / Mutual fund / Annuity / Mutual fund fees and expenses / Financial economics / Investment / Financial services

Attachments to Proposed Rule: Point of Sale Disclosure Requirements and Confirmation Requirements for Transactions in Mutual Funds, College Savings Plans, and Certain Other Securities, and Amendments to the Registration

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2005-03-01 14:32:46
UPDATE